DP Audit
11 Nos.
107643
Full Time
2.0 Year(s) To 15.0 Year(s)
Not Disclosed by Recruiter
Accounts / Finance / Tax / CS / Audit
Banking/Financial Services
B.Com - Commerce
Job Description:
- Qualification – Any Graduation
- Gender (Male / Female / Trans) – Male / Female
- Work Timings – 10am to 7.30pm
- Working Days – Monday to Saturday
- Work Location – Mumbai - Pune - Sturat - Hyderabad - Barodra
- Salary (Min & Max) – Best Asp per Industry
- Other Employee Benefits (Leave, bonus, PF, Insurance, pickup/drop etc.) – Performance Bonus + Travelling Allowance + Outstation Incentives + Health Insurance up to 5,00,000
- Experience – 2+ years experience in DP Audit or DP Operations
Job Description:-
- Candidate should be involved in DP Audit & Compliance assurance services for various SEBI registered intermediaries
- Actively involved in Online and Offline Account opening verification (Individual and Non- Individual Clients) with CKYC and KRA verification of demat accounts
- Examination of Client data modification, Closure, Freezing & Unfreezing, Demat, Remat & Conversion, Delivery Instruction Slip (DIS), Pledge & Unpledged and Account transmission / Account transfers
- Help design, implement and maintain DP Audit Procedures and risk assessment processes. Drive improvements by demonstrating a strong functional grasp and expert knowledge of the audit process, risk and controls.
- Independently debrief stakeholders on the audit's findings and conclusions. Manage the audit team to guarantee high quality and prompt delivery.
- Regularly assess and keep an eye on the auditing processes to make sure they adhere to the established criteria and implementing various circulars issued by NSDL/CDSL/Exchange/ SEBI
- Other Details, which we should know (age limit, field work, demographics, language fluency, specific industry to source from etc.) – Audit assignment or client will be assigned based on the candidate's location.
To know more mail us on hire@talismanstaffing.com or WhatsApp us on 9503973095
Company Profile
The firm is a leader in the securities market, specializing in process review, SEBI compliance assistance, audit & assurance, --- risk management. SKA has successfully served over 100 SEBI intermediaries with the support of a strong network of over 300 professionals across India. With continuous efforts --- dedication, --- --- & --- has embarked itself among the top 3 CA firms in the Capital market.
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- Interested candidates are requested to apply for this job.
- Recruiters will evaluate your candidature and will get in touch with you.