Treasury Audit Manager- Mumbai (BKC) CA Mandate

Job Description:

Key Responsibilities:

• Audit Planning & Execution:

  • Plan and execute risk-based internal audits of treasury functions including Forex, Money Markets, Derivatives, ALM, Investments, and Liquidity Management.

  • Evaluate treasury policies, procedures, and controls to ensure compliance with RBI guidelines, Basel norms, and internal risk frameworks.

  • Review front, mid, and back-office operations within treasury.

• Risk Identification & Control Assessment:

  • Identify risks and control gaps across treasury operations.

  • Assess effectiveness of internal controls and recommend improvements to mitigate financial, operational, and compliance risks.

• Regulatory Compliance Review:

  • Ensure adherence to RBI, SEBI, FEMA, and other applicable regulatory requirements.

  • Review compliance with limits, capital adequacy, investment restrictions, and exposure norms.

• Reporting:

  • Prepare clear and concise audit reports with actionable recommendations.

  • Present findings to senior management and follow up on the implementation of audit recommendations.

• Collaboration & Stakeholder Management:

  • Liaise with Treasury, Risk, Compliance, and Finance teams during audit engagements.

  • Provide advisory support on control improvements, best practices, and process enhancements.

• Continuous Improvement:

  • Stay updated with evolving regulatory expectations and financial instruments.

  • Contribute to the enhancement of audit methodologies, tools, and risk assessment frameworks.