Compliance Officer- Gift City- Gandhinagar

Job Description:

Job description:

• Responsible to manage the Compliance function in coordination with HO at GIFT City branch as a separate entity.
• Develop compliance adherence, monitoring and reporting to the Senior Management.
• Ensuring timely and accurate submissions to various internal & external stakeholders. Stake holders to include:

• Compliance function at HO
• Other Internal control functions.
• Local regulatory authorities at GIFT
• Other regulatory agencies in the jurisdiction that GIFT is active in.

• Responsible for review / approval of onboarding and customer classification as per the regulatory
• Ensuring submission of monthly dashboards,
• Responsible for development, continuous improvement and functioning of reporting infrastructure on compliance
• Review of the bank policy and the new products procedures from a compliance perspective – both Indian & global.
• Provide insights to business units from a regulatory perspective on fresh business proposals / products as may be required from time to time.
• Provide Top Management / ALCO / Credit committee / OREC with timely and relevant insights / MIS / notes on Compliance parameters.

• Ensure compliance of the Branch with all regulatory, Basel and internal guidelines and ensure no adverse audit observations.
• Keep upto date with global developments from the relevant regulatory authorities

• Responsible for developing and maintaining the strong compliance Culture and awareness across the network.
• Act as a back up to roles suggested and support in other areas of compliance activities as assigned by Compliance Management and Branch Head.