Sr. Manager – Legal

Sr. Manager – Legal

1 Nos.
38898
Full Time
8.0 Year(s) To 10.0 Year(s)
10.00 LPA TO 14.00 LPA
Legal & Regulatory / Company Secretary
Banking/Financial Services
Job Description:
  • Handling Arbitration, Consumer Cases, Court cases 
  • Drafting, pleading and appearing in the Arbitration Matters before NSE and BSE across the region.
  • Analyzing impact of litigation on company and provide  suitable defense on the Legal Cases against Company
  • Co-ordination with branch personnel and advocates of various jurisdictions in India relating to pending litigations and providing timely instructions for conducting litigation and for complying with court orders        
  • Handling all regulatory and non-regulatory legal notices and ensure timely reply of the same. (From CBI, Income Tax Authority, Anti-Corruption Bureau, Crime Branch)
  • Handling Regulatory Complaints (NSE, BSE, GOVT., SEBI NSDL, CDSL)
  • Representing company before IGRP/IGRC
  • Liaison with Regulators for resolution of complaint
  • Ensure timely reporting of Regulatory filing on Grievance Report
  • Drafting and vetting of all legal documentation like IT & non-IT vendor contracts, employment, lease, leave & license, consultant/sub-consultant contracts, product terms and conditions, distribution, referral and broking arrangements, non-disclosure, marketing, etc.
Company Profile

The Company currently has in its fold a wide segment of clients including Banks, Financial Institutions, FIIs, Mutual Funds, Corporate, High Net worth Individuals, Non-Resident Indians and Retail domestic investors. Its broking product range covers Institutional and Retail Equity, Derivatives, Depository Participant services, On-Line trading and a wide variety of Third Party Distribution products.

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  • Interested candidates are requested to apply for this job.
  • Recruiters will evaluate your candidature and will get in touch with you.

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