Legal and Compliance

Legal and Compliance

1 Nos.
50807
Full Time
3.0 Year(s) To 12.0 Year(s)
3.00 LPA TO 8.00 LPA
Legal & Regulatory / Company Secretary
Banking/Financial Services
Job Description:


• Advising on the cases of absconders, breach of any Policy, Legal frame work, terms of employment contract, etc.
• Independently investigating and acting on matters related to disciplinary.
• Handling and managing other Employee related matters and HR queries on Legal aspects, Litigation, Notices from External Authorities, Court and Statutory Authority appearances and ensuring appropriate closure thereof.
• Drafting of Show Cause notices, Disciplinary Note, Investigation reports, Termination letters, etc.
• Responding to investigations and queries as the principal point of contact
• Collecting and collating all evidences, etc.
• Attending the Labor Hearing, Court matters, etc.

Company Profile

The Company currently has in its fold a wide segment of clients including Banks, Financial Institutions, FIIs, Mutual Funds, Corporate, High Net worth Individuals, Non-Resident Indians and Retail domestic investors. Its broking product range covers Institutional and Retail Equity, Derivatives, Depository Participant services, On-Line trading and a wide variety of Third Party Distribution products.

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  • Interested candidates are requested to apply for this job.
  • Recruiters will evaluate your candidature and will get in touch with you.

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