Internal Audit - Mumbai

Job Purpose

• To prepare and monitor the implementation of the corrective measure within required TAT and conduct a comprehensive audit program

 Responsibilities

    Core responsibilities:

o    Assist in the preparation of the Risk Based Internal Audit Plan

o    Conduct a comprehensive audit program including management, system, financial, compliance and operational audits

o    Ensure overall performance of audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures.

o    Conduct interviews, review documents, develop and administer surveys, compose summary, memos, and prepare working papers.

o    Identify, develop and document audit issues and recommendations.

o    Draft internal Audit reports and communicate effectively to management

o    Develop and maintain productive client, staff, management, through individual contacts and group meetings.

o    Pursue professional development opportunities, including internal and external training and professional association memberships, and share information gained with co-workers

o    Assist in timely completion of internal audits as per the defined process / methodology

o    Provide Audit administration /Helpdesk support

o    Assist in preparation for Pre Audit Committee and Audit Committee meetings deck

o    Adhere to quality initiative within the department, maintaining a solid Quality Assurance and Improvement Program (QAIP)

o    Ensure compliance with International Professional Practice framework & standards (IPPF)

o    Ensure thorough understanding of GAAP, RBI Regulations, and IIA Standards for the Professional Practice of Internal Auditing.

o    Develop and demonstrate the effective use of financial systems and controls to facilitate the execution of risk-based audits

o    Ensure appropriate documentation in audit working papers