Compliance Executive
Job Description:
Handle routine Exchange compliance activities and ensure timely submissions.
Assist in internal and exchange inspections or audits.
Support documentation and reporting for compliance requirements.
Manage and verify client eKYC details as per regulatory norms.
Coordinate with internal teams and exchanges for compliance queries or updates.
Maintain accurate compliance records and follow-up on pending actions.
Dual role in terms of Allocation & Segregation + Compliance.
Additional Details :
•Designation – Compliance Executive
•Experience – 2-3 years
•Number of Vacancies – 01
•Qualification – Graduate, Fluent in English. Optional add-ons NISM certificate Compliance, Depository or Risk
•Gender – Any
•Work Timings – 8:00am to 5:00pm
•Working Days – Mondays to Saturdays (1st & 3rd Saturdays working)
•Work Location – Fort
•Other Employee Benefits – 5 lac Mediclaim + 14 days paid leave + 2nd & 4th Saturdays
Interested can share updated cv on search@talismanstaffing.com or What's app : 9136435341
Key Skills :
Company Profile
It is leading --- Company based at Mumbai
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