Opening for Compliance Executive at Kandivali in Stock Broking Firm

Compliance Executive

1 Nos.
137403
Full Time
3.0 Year(s) To 4.0 Year(s)
Not Disclosed by Recruiter
Other
Other
Job Description:
  1. Managing the Statutory side of the Compliance for a Stock Broking firm
  2. Keeping track of all compliance due to the various Market Infrastructure Institutions (MII)
  3. Ensuring that the firm stays fully compliant with all regulators

Other Details:

  • Working Time: 10:00 AM – 06:00 PM
  • Working Days: Mon – Fri (Saturday once in a month depends on urgency of work)
  • Vacancy: 1
  • Location: Kandivali (W)
Company Profile

It is  leading Premier Stock Broking Firm based at Mumabi

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  • Recruiters will evaluate your candidature and will get in touch with you.

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