Compliance Manager/Mumbai
Job Description:
Job Purpose • To monitor and audit the compliance within the companys‘s established internal controls and applicable law & regulations Responsibilities Core Responsibilities: o Correspondence with regulator o NHB inspection management o Conduct compliance testing on quaterly basis o Review of new circulars & rollout advisory o Presentation to audit committee of compliance status o Review of internal policies with regard to compliance with regulations
o Coordinate for ADF reporting o Coordinate for training to senior management and key compliance SPOC about new compliance regulations o Coordinate with central compliance team and align group practises o Prepare the quarterly compliance certificate. o Map statutory laws in Legatrix, the online Legal Compliance checklist designed for Tata group companies o Assist during NHB Inspection and submit the replies to NHB and follow up on actionables as required. o Understanding & knowledge of
Key Skills :
Company Profile
Is a financial and investment service provider in India. The company is based in Mumbai and has more than 100 branches across the country. The firm offers consumer loans, wealth management, commercial finance, and infrastructure finance, among others.
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