Compliance Executive
1 Nos.
94068
Full Time
2.0 Year(s) To 10.0 Year(s)
Not Disclosed by Recruiter
Risk Management & Compliance
Broking/Trading
Any - Any Graduation
Job Description:
Job Title: Compliance Executive
Company: Stock Broker Firm
Location: Fort, Mumbai
Salary: Basis current package and caliber
Experience Required: 2-3 years
Work Timings: 9:30 AM to 6:00 PM
Working Days: Mondays to Friday (1st & 3rd Saturdays working)
Benefits:
- ₹5 Lac Mediclaim
- 14 Days Paid Leave
Qualification:
- Graduate (Fluent in English)
- Optional: NISM Certificate in Compliance, Depository, or Risk
Key Responsibilities:
- Handling routine exchange compliance activities
- Assisting with internal and exchange inspections
- EKYC processes
- ENIT submissions on the NSA portal
- BEFS portal submissions under BSE
- Ensuring communication and follow-ups to complete compliance tasks efficiently
- Attention to detail and patience in handling regulatory requirements
Key Skills :
Company Profile
It is leading --- Company based at Mumbai
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