Associate / Senior Associate
1 Nos.
86309
Full Time
3.0 Year(s) To 5.0 Year(s)
Not Disclosed by Recruiter
Risk Management & Compliance
NBFC/MFI
Job Description:
MAIN PURPOSE OF THE JOB
- Regulatory and statutory compliance related to listed and unlisted debenture transactions including DLT and periodical due diligence, interact with clients for queries
KEY RESPONSIBILITIES OF THE JOB (KRA) DEBENTURE TRUSTEE
- Undertake initial and periodic due diligence for listed NCD transactions
- Assist in resolving clients queries
- Obtain , follow up and review quarterly compliance reports and verify supporting documents
- Undertake operations and compliance under unlisted debenture transactions
- Client meetings wherever required
- Assist legal team and operations team for compliance
- Working on DLT for covenant monitoring requirement and other initial and periodic compliance
- Review of charge forms and follow up for compliance documents, QCR
- Issue NOCs for creation and release of charges, final no dues and closure of deals
- Monitor interest/principal payments on due dates and complete regulatory and statutory and contractual compliances for the same
- Monitor covenants and other regulatory compliance by issuer and the trusteeUndertake compliance under SEBI (DT) Regulations, website upload, monitoring security cover, due diligence as applicable
- Liaison with Regulator for any queries
- Research and analysis of new regulatory updates , prepare synopsis
Key Skills :
Company Profile
--- was incorporated in 1982, as Consulting and engineering firm with domain knowledge of various core, urban & social infrastructure and industrial segments.
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